Accounting Management for the Financial Services Industry
Change has been the only constant in the financial services industry in recent years. Shifting regulatory requirements, industry standards and competitive landscapes are not only challenging to profits; they’re difficult to track. Hobe & Lucas can help. We pride ourselves on thoroughly understanding the latest requirements placed on your company ensuring that you, our client, complies with those requirements so that you can focus on providing exceptional financial services to your clients.
Our highly skilled and experienced financial services specialists are proactive in helping you keep up with all regulatory issues, including SEC/FINRA filings and the many other compliance requirements you face. Whether you are a broker-dealer, hedge fund manager, Registered Investment Advisor, or a representative of a private equity firm, our experts are dedicated to providing you with personalized efficient service.
Financial Advisory Services for Your Business
Through our financial services accounting expertise, we can help you with:
- Surprise custody examinations
- Technical accounting guidance
- Tax planning and preparation
- Regulatory and compliance issues
Hobe & Lucas is registered with the Public Company Accounting Oversight Board (PCAOB). We are certified to perform financial statement audits to broker-dealers filing with the SEC, and we can provide annual surprise examinations of Registered Investment Advisors required under the SEC “custody rule” (Rule 206(4)-2).
Have a financial services-related accounting challenge? Contact Lisa Matuszny to learn how we can help.