FINANCIAL Services

ACCOUNTING FOR FINANCIAL SERVICES

Hobe & Lucas is registered with the Public Company Accounting Oversight Board (PCAOB) and our financial services specialists are proactive in helping you keep up with all regulatory issues, including SEC/FINRA filings and the many other compliance requirements you face. Whether you are a broker-dealer, hedge fund manager, Registered Investment Advisor, venture capital or  private equity firm, our experts are dedicated to providing you with personalized efficient service.

SERVICES

  • Financial statement audits
  • Surprise custody examinations
  • Technical accounting guidance
  • Tax planning and preparation
  • Regulatory and compliance issues

Contact Lisa Matuszny to learn how we can help.